Section 16 Insider Trades
| Date | Filer | Title | Filing | Type | Shares Traded | Price | Total Held |
|---|---|---|---|---|---|---|---|
| Jun 14, 2012 | Director | Form 4 | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | 7,500 | -- | 3,088 | |
| Feb 03, 2011 | Director | Form 4 | Grant, award or other acquisition pursuant to Rule 16b-3(d) | 7,508 | -- | 7,509 | |
| Feb 03, 2011 | Director | Form 4/A | Grant, award or other acquisition pursuant to Rule 16b-3(d) | 7,508 | -- | 28,515 | |
| Feb 21, 2013 | V.P. & Corporate Treasurer | Form 4 | Open market or private sale of non-derivative or derivative security | 7,712 | $46.32 | 6,748 | |
| Mar 10, 2004 | Sen.VP, CFO & Corp. Treasurer | Form 4 | Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | 7,777 | $34.08 | 11,217 | |
| Mar 10, 2004 | President & CEO | Form 4 | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | 7,840 | $16.25 | 22,074 | |
| Mar 10, 2004 | President & CEO | Form 4 | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | 7,840 | -- | -- | |
| Dec 01, 2011 | Director | Form 4 | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | 7,905 | $37.76 | 11,200 | |
| Dec 01, 2011 | Director | Form 4 | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | 7,905 | -- | -- | |
| Mar 10, 2004 | Sen.VP, CFO & Corp. Treasurer | Form 4 | Bona fide gift | 8,367 | -- | 8,368 | |
| Mar 10, 2004 | Sen.VP, CFO & Corp. Treasurer | Form 4 | Bona fide gift | 8,367 | -- | 5,000 | |
| May 10, 2006 | Senior VP & CFO | Form 4 | Bona fide gift | 8,945 | -- | -- | |
| May 10, 2006 | Senior VP & CFO | Form 4 | Bona fide gift | 8,945 | -- | 10,612 | |
| Aug 07, 2013 | VP Bus. Dev; Chief Risk Ofcr | Form 4 | Open market or private sale of non-derivative or derivative security | 8,990 | $51.59 | 4,234 | |
| Feb 06, 2014 | Director, Chairman, President & CEO | Form 4 | Grant, award or other acquisition pursuant to Rule 16b-3(d) | 9,050 | -- | 41,929 | |
| Mar 09, 2016 | SrVP, Gen. Counsel & Secretary | Form 4 | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | 9,191 | $39.10 | 24,770 | |
| Mar 09, 2016 | SrVP, Gen. Counsel & Secretary | Form 4 | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | 9,191 | -- | -- | |
| Feb 01, 2008 | SrVP, Gen. Counsel & Secretary | Form 4 | Grant, award or other acquisition pursuant to Rule 16b-3(d) | 9,191 | -- | 9,191 | |
| Feb 01, 2008 | Sr. VP Support & CAO | Form 4 | Grant, award or other acquisition pursuant to Rule 16b-3(d) | 9,191 | -- | 9,191 | |
| Mar 10, 2004 | President & CEO | Form 4 | Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | 9,206 | $34.08 | 12,868 | |
| Feb 01, 2018 | Director, Chairman, President & CEO | Form 4 | Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | 9,535 | $70.56 | 70,613 | |
| Feb 21, 2013 | Director, Chairman, President & CEO | Form 4 | Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | 9,868 | $46.62 | 27,686 | |
| Feb 02, 2004 | Sen.VP, CFO & Corp. Treasurer | Form 4 | Grant, award or other acquisition pursuant to Rule 16b-3(d) | 10,016 | -- | 10,016 | |
| Feb 01, 2005 | Sen.VP Finance & CFO | Form 4 | Grant, award or other acquisition pursuant to Rule 16b-3(d) | 10,057 | -- | 10,057 | |
| Feb 14, 2005 | Sen.VP Finance & CFO | Form 4 | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | 10,328 | $23.79 | 17,955 |
Stock transaction information provided by EDGAR Online. ALLETE makes no representation or warranty with respect to any of the information contained herein, takes no responsibility for supplementing, updating or correcting any such information and shall have no liability with respect to any such information. This listing does not include derivatives, such as stock option grants or shares purchased through an employee stock purchase plan. For recent transactions, including derivative transactions, see our Section 16 SEC filings page.